Transition Support

Financial Professionals are always unsure about the best way to transition their book of business to a new firm. What is the cost and when is the best time to make a transition and will I have to do the heavy lifting? Will I miss any revenue when I move my registration?

At Silver Oak, we help advisors and their team coordinate every aspect of the transition.  We provide a dedicated transition team to execute every aspect of the client transition, which includes but not limited to:

  • Advisory Account Transitions
  • Advisory Account Form Population
  • Establishing new ACH and Systematic Investments
  • Broker Dealer Change Form Requests
  • Updated New Account Profiles
  • Client Portal Setup
  • Client Segmentation for Reporting
  • Technology Integrations

Coordinating a transfer can take approximately 45-60 days to effectively plan a successful transition.  We map out each step, so the branch can execute the move and plan accordingly.