A Broker Dealer Built Around the Needs of the Trusted Independent Advisor
Silver Oak Securities, Inc. is an independent, full-service broker dealer and SEC Registered Investment Advisor focused on serving the needs of independent wealth advisors who foster strong, trusted relationships with their clients. The firm is a member of the Financial Industry Regulatory Authority (www.finra.org) and the Securities Investors Protection Corporation (www.sipc.org). Founded in 1999 by Principals with deep investment management and compliance experience spanning 40 years, Silver Oak is based in the heart of the southern U.S. Our corporate headquarters is located in Jackson, TN, between Nashville and Memphis.
GLOBAL RESOURCES, FLEXIBLE DELIVERY
Our goal is to help independent advisors deliver world-class client service while maximizing their profit potential. Accordingly, Silver Oak Securities has created a unique structure that offers the strength and scale of a large financial institution with the flexibility of a smaller, boutique organization. Advisors have the advantage of the industry’s strongest financial custodial platforms and technology from TD Ameritrade, Schwab and Fidelity, while enjoying the flexibility of customized compliance, the independence of non-proprietary investment and insurance products, highly personalized service, and pricing arrangements to enhance advisor profitability.
A FOCUS ON THE TRUSTED ADVISOR
Trust has taken a severe beating throughout the financial services industry over the last decade. Consumers, skeptical about being “sold” a set of products with the potential for hidden costs, are seeking a trusted source for objective, transparent advice. Silver Oak Securities, as an independent, non-proprietary broker dealer, allows you to be truly objective in your product recommendations.
AN EXCLUSIVE MEMBERSHIP
When you choose to work with Silver Oak Securities, you are joining a unique organization of leading independent wealth advisors who share a dedication to professionalism and industry best practices. Inkeeping with our commitment to provide concierge-level service to our advisors to help them reach their potential, Silver Oak Securities is focused on working exclusively with 200 best-in-class wealth advisors who are seeking to build the best practices in their respective communities.
National Sales and Leadership Conference
September 23 - 25, 2018
The Ritz-Carlton, St. Louis –
The Finest Midwest Luxury Hotel
Located in the city’s cultural, arts and garden district.
100 Carondelet Plaza
St. Louis, Missouri 63105
A review of Q4 2017 THE QUARTER IN BRIEF The final quarter of 2017 was a great one for stocks: the Dow Jones Industrial Average, S&P 500, and Nasdaq Composite all posted 3-month gains of better than 6%. Landmark federal tax reforms were approved and signed into law. Bitcoin was welcomed to two major…