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Our Firm

 

Open Architecture Wealth Management

Silver Oak Securities, Inc. is a leading independent registered investment advisor and full service broker dealer. Founded in 1999 by Principals with deep investment management and compliance experience spanning 40 years.

We offer a modern platform that allows RIAs and registered representatives the ability to streamline their back office across the entire practice, enhance the client experience and increase branch profitability.

Clients across all demographics are becoming more sophisticated, with increasing awareness regarding the complexities of their financial needs.  Clients want and are demanding non conflicted advice that truly meets their needs.  They want holistic advice concerning the management of their retirement assets but also comprehensive planning and immediate access to their accounts through modern technology.   For this reason, many financial professionals today are gravitating toward the “hybrid independent institutional” businsss model; positioning their practice to meet the diverse needs of their clients with a broad aray of low cost, fee based advisory platform programs coupled with the traditional commission packaged products.

Silver Oak Securities is leading the charge to help independent advisors transition from traditional independent broker dealer firms that focus on ticket charge renumeration,  mark ups, expensive platform fees, and advice limitations towards open architecture, low cost institutional clearing,  robust technology and comprehensive planning.

Products and Services

Our goal is to help independent advisors deliver world‐class client service while maximizing their profit potential. Accordingly, Silver Oak Securities has created a unique structure that offers the strength and scale of a large financial institution with the flexibility of a smaller, boutique organization. Advisors have the advantage of the industry’s strongest financial custodial platforms and technology, while enjoying the flexibility of non‐proprietary investment and insurance products, highly personalized service, and pricing to enhance advisor profitability.

Full Service Brokerage

  • Variable Annuities
  • Insurance Brokerage Services
  • Direct Held Mutual Funds
  • Stock and Fixed Income Trading

Institutional Wealth Management Clearing

  • TD Ameritrade Institutional
  • Schwab Institutional
  • Schwab Intelligent Design

Orion Advisor Services 

Orion Advisor Services, LLC is the premier portfolio accounting service provider for advisors.  The firm has unique insights into the advisory profession because it was founded for investment advisors by investment advisors in 1999. Orion frees advisors from back-office tedium so they can enjoy their business again by devoting their time and energy to better serving clients.  Orion provides the integrated and fully customizable technology solutions that advisors need to grow their businesses over the long term. Our firm’s technology solutions empower some of the industry’s most successful advisory firms.

  • Dynamic Portfolio Trading
  • Dynamic Client Web Portal and Smart Devise access
  • Customized Reporting
  • Deep integration with financial planning, CRM and wealth management technology

Third Party Money Management

  • Envestment & Adhesion Tamp Platforms
  • Unified Managed Accounts
  • Advisor Directed Platforms

No Proprietary Products or Services

 

Investment Banking

Investment Bankers to the Middle Market

The financial service industry is built on relationships and trust. Our clients are our most important resource. We spend years cultivating relationships and work diligently to help our clients achieve their long term financial goals. Many of our clients own Mid-Size businesses that have become successful through hard work and dedication. These companies are the back bone of our society that provides employment, services and products to our country. Many of these companies are family owned or owned and operated by one or two individuals. For many of these individuals, their personal net worth is primarily held in their privately held business.

During the life of nearly every business owner, there comes a point when one contemplates selling all or part of the company. For some owners, the decision to sell a business and transfer the risks and responsibilities to someone else is the clear choice. For others, the decision to sell may not be so cut and dry. It may make more sense to seek a financial partner who really understands the industry and the business opportunities a recapitalization would bring. It may be time to sell only a division, subsidiary or product line in order to improve the long-term prospects for a company. For most business owners a sale, merger, or recapitalization is unfamiliar territory and going it alone may not be the smartest choice. Selling a business, a division, a subsidiary, a product line or major asset is a process that requires equal parts creative thinking, critical analysis, expert advice, sound planning and flawless execution. Having the right team of investment banking professionals working for you is critical to ensure success.

Many of these Mid – Size business owners may be looking to retire or formulate an exit strategy. Our Silver Oak Securities, Inc M&A Division can help. We have partnered with CFA Mid-South and CFA Mid-West of Corporate Finance Associates (CFA), which is one of North America’s oldest and most prominent investment banking firms serving middle-market companies. Our Investment Banking team has over 33 years of experience helping Mid-Size business owners develop and execute an exit strategy based on the business owner’s goals.

Securities offered through Silver Oak Securities, Inc. 403 North Parkway Suite 202 Jackson, TN 38305 | Member FINRA|SIPC. Silver Oak Securities, Inc. and CFA Mid-south and CFA Mid-West and Corporate Finance. Associates (CFA) are not affiliated.